application for approval to the SEC within 180 days from the effective date of the new rules, in respect of any major shareholder who meets the characteristics under the new rules but has not previously
million, an increase of 17% from 2Q2017. Fees and service expenses were mainly fees paid in respect of securities trading and futures trading, and retaining fee of ONE Asset Management Limited (the
. 2.2 Fees and service expenses The Company’s fees and service expenses in 3Q2018 were Baht 104 million, an increase of 7% from 3Q2017, mainly from an increase in the Company’s fees paid in respect of
apply to any undertaking with respect to the following matters, mutatis mutandis. (1) application for approval, granting approval, and conditions in granting approval of trust managers; (2) cessation of
of margin call: (1) the required amount of the initial margin and the maintenance margin . If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
evidence of margin call: (1) the required amount of the initial margin and the maintenance margin. If the derivatives broker calls for a different amount of initial margin or maintenance margin in respect of
the Office 4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office
4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office; (b) In