promote the cultivation of qualified personnel entering the internal audit profession, which is essential to strengthening professional standards and supporting the continued advancement of the internal
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, Miss Sucha Boonyanate, Deputy Secretary-General, and Mr. Paiboon Dumrongwaree, Assistant Secretary-General (Fundraising), held a meeting with the Crowdfunding Portals Club, led by Miss Natsuda Pukkanasut, Chairperson of the Club, alongside representatives from seven member companies. The discussion focused on exchanging information and insights regarding various regulatory and operational aspec...
The Securities and Exchange Commission, Thailand (SEC Thailand), in partnership with CFA Institute and CFA Society Thailand, organized seminar titled “Analysts Workshop: The Impact of Sustainability Issues on Valuation and Performance” for investment analysts and “Navigating the Future of Investing in the Time of Sustainability: A Paradigm Shift in the Roles of Investment Consultants?” for investment consultants. The event aimed to enhance their understanding of the impact of ESG on corpor...
The proposed amendments are grouped into six key areas as follows: (1) Digital Capital Market Promotion: updating legal frameworks to fully support electronic processes in the capital market and introducing provisions for Digital Infrastructure Main Operator; (2) Supervision of Securities and Derivatives Business Operators: revising regulations for major shareholders of business operators and adding oversight provisions related to the personnel in securities and derivatives businesses; ...
business operators provide appropriate risk warnings to investors, raise awareness of the risks associated with investing in digital assets, and promote the creation and dissemination of responsible
the capital market. The proposed amendments aim to promote the efficiency of the audit firms in the capital market and their staff sufficiency to provide high-quality audit services to listed
techniques for assessing and selecting quality auditors, guidance on communication with the auditors, as well as existing mechanism and tools that can promote effectiveness of audit committees’ duties, with
assistance and capacity building to support SEC’s roadmap in establishing an ecosystem for fundraising and investment that will promote sustainable finance development._____________________
sectors to reduce greenhouse gases and promote low carbon and sustainable business operation by taking into consideration the full-cycle mitigation of adverse effects of greenhouse gases is a key measure