needed time, including the fact that the company fails to provide appropriate computer system and personnel management adequate for supporting business operation. Any of the above mentioned risks may cause
guidelines specified for implementation in accordance with this notification. Clause 9. In case where it appears to the SEC Office that any derivatives broker violates or fails to comply with this notification
this notification and its guidelines specified for implementation in accordance with this notification. Clause 9. In case where it appears to the SEC Office that any derivatives broker violates or fails
implementation in accordance with this notification. Clause 9. In case where it appears to the SEC Office that any derivatives broker violates or fails to comply with this notification or its guidelines specified
the amount calculated in proportion to the remaining days of the calendar year where the license is obtained. Any association related to securities business which fails to pay the correct fee in full
the amount calculated in proportion to the remaining days of the calendar year where the license is obtained. Any association related to securities business which fails to pay the correct fee in full
the amount calculated in proportion to the remaining days of the calendar year where the license is obtained. Any association related to securities business which fails to pay the correct fee in full
prohibited characteristics under the Notification of the Capital Market Supervisory Board concerning prohibited characteristics of personnel in capital market business or fails to comply with Clause 8, the SEC
Singapore with the current total or almost total assets in the form of cash. Therefore, in the event that NAUTIC fails to complete the purchase transaction of WIE shares by 30 June 2024, the company may be
defendant fails to comply with the Appeal Court’s judgement, SEC shall proceed with legal execution in accordance with the legal process in due course**.”In any case, the civil penalty and the compensation