structured notes, the risk level could range between level 4 and level 8, depending on the return structure of underlying assets. ▪ Investors who can accept the volatility of alternative assets prices which

, as well as enhance their EDC terminals to accept both On-Us and Acquiring transactions for VISA and MasterCard brands. In addition, ASB Cambodia will also launch a service through the mobile

by the management company to sell or accept redemption of units of mutual funds, as the case may be; “hedging” means becoming a counterparty in a derivative contract that possesses all of the following

SEC Office to suspend functioning as appraisal company in capital market or being under the period of time that the SEC Office could refuse to accept the application. Clause 11 A person would obtain an

Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re

: (1) accept purchase or redemption of investment units in the number specified in the relevant purchase or redemption order that is placed on a trading day. The provisions of paragraph one shall not

= Value of Transaction/Non Tangible Assets = 36.15 million Baht/5,165 million Baht = 0.70% of NTA 6. The Characteristics and scope of the interest of the connected persons to enter to the connected

(Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch | - |- Outsourcing Services | - |- Joint Management Agreement / Other Agreements |- Auditors | - |- Approval (Section

)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders outside head office or branch

Other Businesses (Section 98(8)) | - |- Selling Agents (Section 100) |- Internal operation of Securities Companies | - |- Proprietary Investment (Section 98(7)) | - |- Accept purchasing or selling orders