twelve months prior to the date the branch office starts its operation, it must not appear that the derivatives broker conducts an offence relating to misleading its financial status or actual performance
September 2017 total assets of consolidated financial statements increased by Baht 115.18 million or 4.7% compared with last year. An increase mainly arise from cash equivalents of Baht 32.77 million since
respectively. The proportion of administrative expenses incurred compared to total revenues were 18.3% and 21.7% respectively. The increase arise mainly from the advisory fees which were mostly one-off expenses
amounting to Baht 21.49 million arise from the calculation of annual income tax and the calculation of deferred income tax due to the fact that the Company has different criteria for determining taxable
arise from the impact of the COVID-19 epidemic situation in order to protect future interests of the Company and shareholders. The Company continues to monitor the situation closely in order to adjust
customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and call for collateral
follows: (1) inform the customer and obtain the customer’s signature of acknowledgment of the risks which may arise from a short sale; (2) arrange for the customer to short sell through a margin account and
new businesses in the capital market that will arise from further research, including those that will use technology as a driving force. Interested parties can watch the video of the SEC Capital
and hand over such documents to them to enable investment consultants to conduct transactions on their behalf, in order to prevent potential losses that may arise from fraudulent activities.Notes
there appear to be additional fact and the Office notify of such necessity to the securities company prior to the period of thirty days, the Office may extend the period for consideration as needed. When