close any branch office either temporarily or permanently, the date which the management company closes such branch office shall be deemed the date permission to establish such branch office has been
August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “ derivatives broker ” means any person licensed to undertake derivatives business in the category of
2009, the SEC Office hereby issues the following regulations: Clause 1 In this Notification: (1) “derivatives broker” means any person licensed to undertake derivatives business in the category of
fund or private fund management, or derivatives investment management company. “fund” means mutual fund and private fund. “investor” means any person interested in investing in capital market products
under the law on securities and exchange . “ foreign ETF ” means a collective investment scheme in the category of exchange-traded fund either in form of company or trust under foreign law. “ short
and exchange1. “foreign ETF” means a collective investment scheme in the category of exchange-traded fund either in form of company or trust under foreign law. “short selling” means selling securities
ETF. “ETMF” means exchange-traded fund in form of mutual fund under the law on securities and exchange1. “foreign ETF” means a collective investment scheme in the category of exchange-traded fund either
Financial Institution Business Act B.E. 2551 (2008). 12 (3) The maximum amount of investment units that each unitholder may be allowed to make redemption is either of the following limits, whichever is less
Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to