Issuing secured bonds and appointing a qualified bondholders’ representative can enhance investor protection, especially in the event of a default in debt securities crowdfunding. However, the
holding and postponing shareholders’ meeting and proxy voting, a deadline extension for submitting financial statements and appointing an auditor for the audit of quarterly financial statements, and a
Director Name Position Mr. Pumipat Sinachareon Director/ Executive Director Effective date on June 14, 2018 3. Appointing the Executive Director - The previous Executive Board consists of 4 persons : 1) Mr
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
., is suspended for three months for failing to take care of a client's account, and instead assigning her subordinate who was an authorized trader to contact, solicit and give advice on securities
___________________ Division 1 Appointment of an agent for selling investment unit or receiving requisition of investment unit redemption ___________________ Clause 4 In appointing a natural person to be an agent for
of investment unit redemption ___________________ Clause 4 In appointing a natural person to be an agent for selling investment units or receiving requisition of investment unit redemption, a
Appointment of an agent for selling investment unit or receiving requisition of investment unit redemption ___________________ Clause 4 In appointing a natural person to be an agent for selling investment units
___________________ Clause 4 In appointing a natural person to be an agent for selling investment units or receiving requisition of investment unit redemption, a management company shall appoint a natural person who