Mr. Surin Phongphan Mr. Surin Phongphan conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation

Mr. Pratchaya Noirit Mr. Pratchaya Noirit conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation

Mr. Tharnan Kitsirisanchai Mr. Tharnan Kitsirisanchai conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed

deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). In addition, the operation constituted public frauds contravening Section 343 and 83 of the Penal Code. This case is under

was deemed final. SEC Act S.307 311 312 313 Criminal Complaint Filed with an Inquiry Official Dated 31/05/2010

shares inconsistent with the normal market condition, to lure the public into the trading. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(2) in

into their businesses. The aforesaid act was deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is under

was deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546 (2003). This case is in the process of inquiry by the inquiry official. DV

-prosecution order. The case was deemed final. SEC Act S.312 315 Criminal Complaint Filed with an Inquiry Official Dated 16/02/2015

finance director, in seeking improper benefits from the rental and buy-back of advertising billboards. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.281/2