market product s including [existing] clients of an intermediary . “ institutional investor ” means an institutional investor as specified in the Notification of the Securities and Exchange Commission
market product s including [existing] clients of an intermediary ; “ institutional investor ”5 means an institutional investor as specified in the Notification of the Securities and Exchange Commission
matters shall be deemed prohibited characteristics in Group 1: (1) being under receivership by court order or being a bankrupt; (2) being an incompetent or quasi-incompetent person; (3) those persons whom
bonds upon any occurrence of the following events: (1) the Thai government agencies are subject to the court’s receiving order or declared by the court as insolvent entity; (2) the Thai government
of debt repayment under the bonds upon any occurrence of the following events: )1( the issuer is subject to the court’s receiving order or declared by the court as insolvent entity; or )2( the issuer
the following events: (1) the foreign entity is subject to the court’s receiving order or declared by the court as insolvent entity; or (2) the foreign entity is under a liquidation process for
other person, any advantage to which he is not entitled by law. 16 Clause 29 The following matters shall be deemed prohibited characteristics in Group 1: (1) being under receivership by court order or
in court regarding the delivery of the enforcement order and writ of execution, shortening the legal execution procedure. By setting a definite timeframe, the law narrows the chance of utilizing legal
) Category I: Prohibited Characteristics: 1. being a person put under receivership, or being bankrupt, incompetent, or quasi-incompetent by a court’s order; 2. being a person under prohibition by the Stock