purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of
, to attend an ESG training course in addition to the existing compulsory training courses on rules and regulations, ethics or relevant laws, to ensure sufficient knowledge and regular review thereof in
service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the
eligible activities within the latest two calendar years. However, the Investment Analysts Association will be responsible for defining the scope, knowledge standards and training curriculum for the full
professional training courses on a continuing basis, as stated in the SEC-approved curriculum of the Valuer Association of Thailand, to ensure sufficient self-development and knowledge improvement
along with financial advocate, chief financial officer (CFO), for example. The SEC will work on curriculum design, volunteer mentors, and employers? human resource staff training to become financial
กรณีอื่น นอกจากกรณีที่ 65 − ไมตองเขารับการทดสอบ แตใหผานการอบรม หลักสูตรเตรียมความรู (full course) หรือหลักสูตร ทบทวนความรูเพื่อใชในการตออายุ (refresher course)6 ไมตองเขารับการทดสอบ แตใหผา
authorized directors and managers: Requiring DA operators to appoint a person with at least one year of experience in digital assets or completes the SEC-recognized digital asset course to be the authorized
accordance with his state policy and from the second quarter of 2017 a portion of the proceeds came from the sale of all assets related to the golf course business of FANCYWOOD INTERNATIONAL, LLC (a subsidiary