draft prospectus for initial public offering of shares. The SEC's probe found that {X1} Company and {A} did not exercise due care in verifying relationships between the applicant and a company in the case

risks. Asst. Prof. Dr. Thanachot Boonworachot, researcher, Faculty of Agro-Industry, Kasetsart University said that the study on ?Returns, investor trading volumes and price volatility relationships on

Bangkok, February 18, 2013 ? The SEC and the Thai Listed Companies Association (TLCA) hosted the ?SEC for CEO Forum? project to strengthen relationships and increase communication channels for

as Bhutan, Cambodia, Laos, Myanmar, Vietnam, Korea, China, especially from Yunnan, Guangxi, Guangdong, and Fujian Provinces, etc., so as to strengthen relationships with international counterparts in

and several institutions in the capital market, such as the Stock Exchange of Thailand, Thai Listed Companies Association, Association of Thai Securities Companies, Associations of Investment Management

products, the SEC and the Associations discussed an importance of financial planning. The banks? investment consultants should be equipped with capability to provide preliminary advice for investors to raise

increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education

decision making. Securities and Exchange Commission (SEC), Thai Bond Market Association (ThaiBMA) and Thai Investors Associations (TIA) co-developed Bond Supermart as corporate bond information platform for

) Miss Chatanun Tanasinwiwat, (10) Mrs. Panitanan Termkunanon, and (11) Mr. Nitis Sillamat, with personal relationships and securities trading activities within the group, colluded to manipulate the

closely with SEC Thailand to develop initiatives to foster exchanges between participants from both markets.  We treasure very much the relationships and we hope that through our joint efforts, we can help