securities holders in a reasonable manner during the working hours determined by the securities registrar. Clause 6 The securities registrar shall have a contingency plan in case of emergency situations which
review of the existing laws and regulations. The reviewed laws and regulations that are no longer necessary or do not keep pace with situations or remain obstacles to living or occupations will be
existing laws and regulations. The reviewed laws and regulations that are not necessary or do not keep pace with situations or remain obstacles to living or occupations will be abolished or revised to
transparent, fair and free from anti-competitive situations; (2) Post-approval duties of the association: The association shall perform its duties in accordance with good governance principles and
index calculation and guidelines for managing the fund in case of such circumstances. (2) Information on the price or the operating results of the goods or the underlying during at least the past three
ultimate controlling person, falls into one of the following situations, securities company shall classify the customer into a group that extra care is given and enhanced KYC/CDD process must be performed
ultimate beneficial owner or ultimate controlling person, falls into one of the following situations, securities company shall classify the customer into a group that extra care is given and enhanced KYC/CDD
debtor under receivership. Under such circumstances, in managing assets deemed to be owned by customers, the customers who are not associated with the derivatives broker shall be entitled to receive the
the standard rule. “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the