SEC later conducted a public hearing to gather views and suggestions on the matter from stakeholders during February – March 2023. The finalized amendment to the equity allocation regulations* has

“Empower Your Money: Save Smart, Live Free.” The SEC officials from the Department of Capital Market Education delivered lectures on financial planning for government officials and conducted a workshop on

to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products not approved for sale

situation will not affect the assessment conducted on listed companies, asset management companies or REIT managers regarding this subject

number of customers and the investment amount of each client.   Following the public hearing on the regulatory sandbox amendment conducted earlier this year, which received favorable responses from most

& Transparency Assessment (ITA), which is conducted on governmental agencies.” Said Secretary-General Ruenvadee.  ______________________     

. The new digital platform also covers clearing and settlement, register of instrument holders, custody of instruments, and payment of interest or dividends.“The pilot project will be conducted on

SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in

Committee has conducted a public hearing in this matter to seek comments from state officials, stakeholders of respective agencies, service users and the public.  In this regard, SEC has drafted the SEC’s

awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the