exchange, as the case may be. “clearing house” means a clearing house for transactions related to derivatives, or a clearing house for transactions related to securities, as the case may be. “person with the
Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3)
Determination of Type of Transactions in Capital Market Eligible for Trust Creation
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
occasions. The SEC criminal complaints against these persons involved nine cases with the initial total damages of more than 200 million baht. The transactions related to the cases are summarized as follows
meeting documents, jointly opening a bank account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company's accounting records, and
the year 2013 concerning the transactions with VBB, which was recently established on 1 July 2013 with a registered capital of only 1 million baht, the SEC conducted a further investigation and found
order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004