Office of the Securities and Commission; (10)1 repealed. Clause 21 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital ratio] of not less than seven
. Clause 21 A derivatives broker shall maintain its net capital of not less than fifteen million baht and [net capital ratio] of not less than seven percent of the general liabilities and collateral at the
or less than 1.5 times of the minimum amount of net liquid capital which a securities company shall maintain, a securities company shall file the report of net liquid capital calculation of such day
times of the minimum amount of net liquid capital which a securities company shall maintain, a securities company shall file the report of net liquid capital calculation of such day and every following
? meeting will be held on July 8, 2011.WAVE plans to acquire capital increase shares in TSE to maintain its 10 percent shareholding or may increase its holdings up to 35 percent, at a price of B10 per share
control and compliance with good business practices; (3) being able to maintain capital funds and reserve fund in compliance with the law establishing or controlling business undertaking of the applicant
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
International Sustainability Standards Board (ISSB)* to maintain the Thai capital market's international recognition."Mr. Kulvech Janvatanavit, Chief Executive Officer of the Thai Institute of Directors (Thai
intermediary shall maintain net capital in conforming to the rules as stipulated in the Notification of Securities and Exchange Commission on the issue thereof, as the case may be; (b) in case of a securities