Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for
Derivatives Dealers (Synopsis) 01/06/2010 16/06/2010 4. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers
://www.sec.or.th/EN/Pages/MarketData/SecuritiesDerivativesBusiness.aspx English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved
assets to be used directly as a means of payment for goods and services at merchants.Eligible participants in the sandbox are digital asset exchanges, digital asset brokers and digital asset dealers
regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies and collective
ASEAN audit regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region supervision (i.e., listed companies, brokers, dealers, asset management companies
or not, are exempted from obtaining digital asset business licenses. Additionally, digital asset exchanges, digital asset brokers, and digital asset dealers are prohibited from providing services