capital market personnel's malpractice / breach of professional conducts. They shall subsequently be revoked their approved status and the SEC will not consider their re-entering applications for a
warning of possible breach of investment terms in the redemption form.Given that the redemption was ahead of the five-calendar-year holding requirement to be eligible for the LTF tax benefits, {A}'s failure
future reference in the case that a breach of duty is repeated.
future reference if breach of duty is found.
a breach of contract as an amount of Baht 94,474.27 and interest until the payment is fully made. Subsequently, on 5 September, 2018, Mr. Noppadol sold 2,000,000 TRUE shares by using such inside
investment consultant, assigned {B} to take care of the clients as well as make investment analysis and give investment advice. {A}'s action was deemed as breach of duty and failure to exercise due care, while
ที่ไม่เป็นไปตำมนโยบำยกำรลงทุน/เกณฑ์กำรลงทุน (breach) (ถ้ำม)ี มูลค่ำทรัพย์สินสุทธิ (NAV) 112 ล้ำนบำท จ ำนวนสมำชิก 251 คน 1 ปี ย้อนหลัง 3 ปี ย้อนหลัง 5 ปี ย้อนหลัง 10 ปี ย้อนหลัง ตั้งแต่จัดตั้ง นโยบำย อัต
intention to use other assets for his own benefits. His actions deemed a breach of Clause 14 (1) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and Standards of Conduct dated
breach of contract with the foreign software developer, including payment default.The JMT Audit Committee has acknowledgd the IFA?s opinion but still approved the Board of Directors? decision. The SEC has
partial selection. In addition, the company must strictly monitor its personnel and impose sanction in case of breach of duties. Information contained in this news release is as of the aforementioned