of February 2011. - Signature - (Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have
Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer understanding. 5 Amended by the Notification of the
Notification. Notified this 17th day of May 2013. - signature- (Mr. Vorapol Socatiyanurak) Secretary-General Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only
: Please note that contents added in brackets [….] have only been provided in the English version for clearer understanding.
TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board Note: please note that the contents added in brackets [….] have only been provided in the English version for
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchan...
Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer
(UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 19 February 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re: Offering of Units of Infrastructure Trusts ___________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Se...