reduction applies if the companies have never been subjected to any settlements of criminal offence or legal complaint filed by the SEC for failure to prepare and submit financial statements or reports on

IOSCO Annual Meeting, 27 May 2024 Prof. Pornanong Budsaratragoon, Ph.D., Secretary-General of the Securities and Exchange Commission, Thailand (SEC Thailand), has been appointed as Additional Asia

hindrance. A public hearing on the proposed principles for the notification had been conducted during 21 September-21 October 2022. The SEC has taken into consideration the views and suggestions obtained

the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various

place of trading. In addition, the regulation writing method has been simplified through the use of diagrams and tables to facilitate asset management companies’ better understanding and proper

Following the tips from various sources to SEC, several investment solicitations have been found via online channels such as websites, Facebook and YouTube regarding the products that may be liable

MoU under which the two parties have been collaborating for the past few years.For more details : https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9811

shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act

material information which has not yet been disclosed to the public. 01/04/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :    

Mr. Tanawat Sutuntivorakoon Mr. Tanawat Sutuntivorakoon, a Chief Executive Officer of Bitazza Company Limited ("Bitazza"), has been responsible for the operation of Bitazza during the