(Section 105, 106) Reporting Requirements (Section 109) Disclosure Branch Offices / Representative Offices (Section 92, 93) Complaint Handling Anti-money Laundering Information Technology Arbitration Appeal
under the Securities and Exchange Act of B.E. 2535(1992); (5) a back office system; (6) an internal control system and a system for handling of complaints and dispute resolution. A back office system in
exceeding 400 million baht; (3) The bond issuer being subject to a final judgment or an arbitration award requiring a payment, either in a single instance or cumulatively, exceeding 400 million baht or an
Phra Khanong District Court regarding investment contracts under the Land Banking Investment Fund Agreement, with a total claim value of approximately 190 million baht, and (2) an arbitration dispute in
settled by means of arbitration and the following procedure the customer is able to proceed with in case of unsatisfactory results provided by the derivatives broker; (4) preparing a summary report in