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SEC bans a former investment consultant for 4 years and 8 months due to wrongful acts against an investor’s asset

benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8738

SEC suspends an investment consultant for failing to perform duties with responsibility and deliberation as a professional

Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7924

SEC is ready to take further steps in promoting Thailand’s capital market to be a crucial driver for the country’s economic developments in line with the new Capital Market Development Plan

the desirable directions. The SEC Strategic Plan (2023-2025) has laid down the following five key result areas: (1) Capital market is developed to be a key mechanism for strengthening the Thai economic

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10292

SEC proposes to specify “digital asset custodial wallet provider” as a new digital asset business and to introduce measures to prevent misuse of digital assets as a tool to commit crime

with a total value of 15 million baht or more* has to store clients’ digital assets with foreign digital asset custodians not subject to Thai law and supervision of the Thai regulator. In addition

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8771

SEC supports the IOD’s “Women on Boards” program for the second year to enhance opportunities for women to become board members and directors of listed companies in an effort to strengthen women’s

aimed to establish a mechanism that increases opportunities for women to be selected as corporate board members. Those women who have completed the DCP training course will have their names listed on the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10386

SEC jointly with private sector launches ?A thousand baht, Start a journey to your dream? to boost saving and investment discipline

International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5313

SEC and FETCO discuss guidelines to develop an inclusive capital market for all

The Securities and Exchange Commission (SEC), led by Secretary-General Prof. Pornanong Budsaratragoon, Ph.D., and the executive team, convened a meeting with the Federation of Thai Capital Market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11364

ASEAN CIO Association teams up with 4 organizations to co-host a “Data Protection Officer – Chief Data Officer” seminar

, provided initial support on the establishment of Thai DPO association as a forum for DPO to share experiences, lesson learned and shortcut with each other.” This seminar is the product of cooperation

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8819

SEC to host a webinar on “Business and Human Rights in the Thai Capital Market” to commemorate the 10th Anniversary of the UNGPs

The live webinar features special lectures and CEO panel discussion to share views and experiences on business management in compliance with respect for human rights principles. The seminar agenda

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9168

SEC announces a three-year strategic plan to meet all sectors’ demands and national goals in line with the changing landscape

emphasized active engagement of all sectors to make sure that the capital market will continue to serve the country’s important demands. This is the first time that an SEC strategic plan has given a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8095