; (c) being the manner of inappropriate investment as a professional; (d) bringing about [i] conflicts of interest with the client or [ii] unfairness to the client; (9) having a system for protecting the
- Information technology system services fees - Training fees Baht 30 million Expense item - Design and renovation fees - Movable property rental fees - Training fees Baht 40 million …/3 - 3 - 4. Remuneration
fees - Movable property rental fees - Information technology system services fees - Training fees Baht 30 million Expense item - Design and renovation fees - Construction expenses - Movable property
ultimate controlling persons through both direct and indirect shareholdings, and requires that major shareholders are not subject to prohibited characteristics, such as being under allegations or legal
effectively with Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the
reasons as well as number of shares that exercise voting rights. 3.3.9 Operation of Provident Funds Objective A management company should arrange for operating system for operation of the provident fund in
website of the SEC Office: (a) certifying that such audit firm has an audit quality control system under Clause 11(1) and giving consent for an inspection of the system by inspectors from the SEC Office; (b
requirements as specified in the Notification of the Securities and Exchange Commission concerning Operating System, Communication with Investors and General Performance of Trust Business as well as the rules
or giving a clarification without demonstrating any fact or a well-grounded reason that would have invalidated 2 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 56/2558
the businesses operated by the Company or the group of companies which comprises the Company, its subsidiaries and associated companies being operated or to be operated, as the case may be. In this