Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of
that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535
, where relevant, in the amendment of the Accounting Professions Act B.E. 2547. Stakeholders and interested parties are welcome to watch video of the live stream of the
initial suggestion regarding the fundraising channel that is suitable for their needs and businesses. Interested persons can watch the video of the seminar at https://www.facebook.com/sec.or.th/videos
เมื่อวันที่ 10 กันยายน 2564 กรมพินิจและคุ้มครองเด็กและเยาวชน และ ก.ล.ต. จัดพิธีลงนามบันทึกข้อตกลงความร่วมมือ (MoU) ผ่านระบบประชุมทางไกล (Video Conference) เรื่อง “การส่งเสริมความรู้เรื่องการเงินการ
with instant call function to contact financial service operators. In addition, much more fun and knowledgeable video clips are also available. ?It is delightful that young generation will have access to
to complete the rectification and review process. After considering the request, the SEC determined that CHARAN is in a position to complete the rectification within the prescribed deadline
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such