Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of ASEAN Collective Investment Scheme and APEC Asia Region Funds Passport
, which has seized and frozen assets with a total value exceeding THB 20 billion. The CIB stands ready to continuously advance this form of cooperation with all relevant agencies to ensure unified and
amendments will establish a unified standard for prohibited characteristics and for the assessment of the severity of conduct of major shareholders across all types of business operators. Transitional
information and coordinate with the AMLO, the CIB, and relevant agencies to ensure unified and effective supervision and law enforcement. Where information or circumstances indicate potential violations
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as
Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of
Notification of the Capital Market Supervisory Board Tor Thor. 37/2560 Rules, Conditions and Procedures for Operation of Securities Clearing House, Securities Depository Center and Securities