being a financial institution under the Law on Loan Interest of Financial Institutions or a financial institution under foreign law; (2) an agreement having characteristics comparable to the assets under
. The applicant under Paragraph 1 shall have the following characteristics: (1) being a limited company, public company limited, commercial bank, securities trading center, or juristic person established
applicant under Paragraph 1 shall have the following characteristics: (1) being a limited company, public company limited, commercial bank, securities trading center, or juristic person established under a
Clause 28 Personnel in the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law
characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic
Public. Clause 5 An applicant who submits an application for approval under Clause 4 shall be granted an approval by the SEC Office only when the following conditions have been satisfied: (1) being a
Being a person under Section 258 of the Managing Director of SCT 2. Chokwatana Co., Ltd. 140,620 0.12 Major shareholder of SPI which held 16.80% of total issued and paid-up shares of SPI Have 3 common
SCT Being a person under Section 258 of the Managing Director of SCT .../8 - 8 - Name of shareholders having interests in the matter and the shareholders who are not eligible to vote No. of shares in
without submitting an application for approval under Clause 12 if such person meets the following criteria: (1) being capable of operating investment management business legally under the law of the