This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as
The SEC Management introduces the new look of corporate website www.sec.or.th, featuring multi-device accessibility as well as more user-friendly experience for the public, investors and regulated
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund
SEC is ready to cooperate and render support to the Teachers and Educational Personnel Debt Management Project under this MOU by contributing information, teamwork and speakers to provide knowledge
Under the IOSCO guidelines, international regulatory agencies jointly promote and endorse the financial education and investor protection campaign during the first week of October each year. The
constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. With this Framework, qualified fund managers will now have a direct
personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Teerasak as an investment consultant for complex products Type 2 (IC
this to safeguard investors in the capital market from investment scams. Mr. Just Wang, Associate General Counsel from Meta emphasized, "We appreciate the SEC as a valuable partner, and look forward
Guidelines on the Consideration of Definition “Company” under Section 89/1