Kong Special Administrative Region of the People's Republic of China signed by both Governments in 2019.Subsequently, the SEC is seeking public comments on three draft notifications in order to extend
boosting the Thai bourse to become fundraising destination for businesses in Mekong region. Currently, a number of high potential companies in the region express their interest in raising funds through the
created to push forward the comparable quality of financial reporting standards adopted by every country in the region. All in all, the events contributed valuable learning experiences to the participants
suspicious activities or unauthorized business undertakings, please contact the SEC Help Center at Tel: 02-263-6000 or complain@sec.or.th or the AFTC at enforcement@aftc.or.th for further
at www.sec.or.th and via SEC Check First application, while a list of unauthorized individuals outside the SEC supervision is also available at Investor Alert on the SEC website via https
relevant documents and then immediately order to sell the entire fund from the account. {D}, on the other hand, agreed to make whole to the client by compensating all loss incurred from that unauthorized
behavior.On {A} case, her employer reported a complaint lodged by a client against {A}'s unauthorized trading of securities and derivatives. The SEC's further probe on the conversation records between the
derivatives on behalf of a client for over 3 years and he admitted to the misconduct.For {E}, the case was lodged by client of Globlex Securities Co., Ltd. indicating that {E} had made unauthorized derivatives
sustainable bonds totaling US$2.6 billion from the region carrying the ASEAN Green or Sustainable Bond labels.The issuances, which originated from Malaysia, the Philippines, Singapore and Thailand to fund green
businesses in both countries. Thus, we strongly believe that this MOU will create greater business opportunities as well as sustainable growth and prosperity of the region.”H.E. Mr. Sou Socheat, Director