.   Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share

negligent with regard to supervision of the company?s core work systems.   Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s

audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a further fine of 200 Baht each day during which the contravention continued (174 days

(Form 56-2, 2020) to the SEC within the specified period. In case of the audited financial statements for the year 2020, the Criminal Court sentenced the accused to pay a fine of 10,000 Baht and a further

sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting from April 1,2010 until January 4,2021 totally 279,000 Baht. The amount of total fine for the

financial statements for Q1/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting

2019, the Criminal Court sentenced the accused to pay a fine of Baht 40,000 and a further fine of Baht 200 each day for 859 days starting from June 1,2022 until October 7,2022 totally 171,800 Baht. The

Management Name : Mr SITTHICHAI PORNSUPANAN | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 21/12/2015

Management Name : Mr SITTHICHAI PORNSUPANAN | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 06/09/2016

Management Name : Mr WICHAI THAVORNWATTANAYONG | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 17/10/2016