. 3/2553 Preparation and Maintenance of Information Relating to Derivatives Trading (Synopsis) 01/02/2010 01/02/2010 2. Notification of the Office of the Securities and Exchange Commission SorThor 2
for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board Tor Thor. 80/2552 Criteria for Undertaking
Companies Concerning the Connected Transactions, 2003, dated 19 November 2003 (as amended), the company will comply with the rules. 1.3 General Characteristic and Size of the Transaction 1.3.1 Characteristic
and Procedures for Being Executive of Securities Companies 05/11/2008 16/11/2008 3. Notification of the Office of the Securities and Exchange Commission 12/2542 (Synopsis) 05/10/1999 4
misconduct was liable to violation or failure to comply with professional duties, which is a prohibited characteristic of capital market business personnel*. The SEC has therefore revoked the approval of
not have any relationship with the Company and Modern Street and is not connected person of the Company and Modern Street 4) Characteristic of the transaction 4.1) General Characteristic of the
Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated 18 January 2012, which is deemed a prohibited characteristic of capital market business personnel under Clause 6(1) of
Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities Companies (Codified) (Synopsis) 03/08/2009 01/09/2009 5. Notification of Capital Market Supervisory Board TorThor