Notification, or suspend the approval for appointment of representatives for a specified period or conditions, or revoke the approval thereof. Chapter 4 Transitional Provisions and Effective Date of Notification
Notification, the SEC Office may order such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for
such management company to rectify, operate or omit from any acts in order to comply with the rules as prescribed in this Notification, or suspend the approval for appointment of representatives for a
) the administrative sanction to restrict or suspend business undertaking or revoke licenses, registration or approval shall be imposed on the violation or non-compliance with any of the following
. Clause 26 A mutual fund management company shall suspend selling of investment units or acceptance of purchase orders for investment units during the period of time when the company finds a redemption
specified period, and order the foreign company to suspend the approved offer for sale of securities until clarification or correction has been made; (2) order the approved person to cease the offer for sale
] suspend the outsourcing to the service provider. Chapter 3 Transitional Provisions __________________ Clause 21 The operational function outsourced to a service provider in the similar manners as specified
) dated 1 August 2017 (Effective on 1 September 2017). 10 in order to comply with this Notification, or [ii] suspend the outsourcing to the service provider. Chapter 3 Transitional Provisions