The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with SEC executives, made a financial contribution to the Thai Red Cross Society to assist flood victims in Chiang Rai Province. The donation, totaling 341,100 baht, was contributed under the initiative titled, "the Thai Capital Market United for Flood Relief." This amount included 300,000 baht contributed by the SEC and an additional 41,100 baht from SEC employees. Mr. Khan Prachuabmoh,...
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC launched the ESG Product Platform in January 2023, demonstrating our commitment to continuous development. The goal is to ensure that capital market participants and the public can easily access information on sustainability-themed financial products from reliable sources. This update introduces key information on SRI Funds, categorized by tax-benefit products such as Retirement Mutual Fund (RMF), Super Savings Fund (SSF) and Thai ESG...
Currently, rules on providing investor services and communication of securities company regarding offering for sale of high-risk or complex capital market products do not cover the provision of NC bonds. The SEC has therefore amended the governing rules with the following key points: (1) Specifying NC bond as a high-risk or complex capital market product; (2) Requiring the offering of NC bond to comply with the rules on communication and investor services for high-risk or complex capital...
long-term savings and investments among the public and to support the development of the Thai capital market by mobilizing funds into the Stock Exchange of Thailand (SET), which would in turn reduce
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has issued regulations supporting fundraising in the capital market for emerging businesses such as SMEs and startups. Effective since 16 January 2022, the regulations allow relaxation and prevent excessive burdens by, for example, waiving the application filing and the appointment of financial advisor, and allow initial public offering (IPO), share listing and trading in a new secondary market, LiVe Exchange.” In this regard, the SEC...
could ultimately enhance their retirement savings and income.The Provident Fund Act B.E. 2530 (1987) was originally designed to support a voluntary defined contribution scheme. With the proposal of the
Bangkok, September 18, 2013 ? The SEC, Department of Business Development, Ministry of Commerce and 10 public and private sectors signed a memorandum of understanding (MOU) to implement the project on electronic service for filing of financial statements (e-Filing). Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC is pleased to be a part of this project and this MOU signing is aim at promoting and developing e-Filing service to facilitate and broaden channels for the financial sta...
Bangkok, March 17, 2015 ? The SEC, the Institute of Directors Association (IOD), the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (FAP), the Thai Listed Companies Association (TLCA), the Association of Investment Management Companies (AIMC), the Government Pension Fund (GPF) and the Thai Investors Association (TIA) jointly promote the right protection volunteer roles in exercising voting rights effectively and in accordance with good corporate governanc...