Exchange Act B.E. 2535 (1992)], in case of selling units of foreign collective investment scheme to institutional or high net worth investor. (2) preparing supplementary information for offering for sale
big retail investor; (2) preparing supplementary information for offering for sale of units of foreign collective investment scheme which was prepared and distributed in the 3 jurisdiction where the
, the SEC proposes the following supplementary principles to enhance investor protection: 1) AMCs intending to establish crypto ETFs must demonstrate readiness in terms of personnel, operational systems
of the SEC Office □ Supporting document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1
document items are completed. □ Supporting documents items are not completed, and shall request for additional supplementary document as follows; 1. …………………………………………………………….. 2. …………………………………………………………….. 3
together with supplementary documents as specified in the electronic work system of the Office. Clause 11 3 Repealed. Clause 123 In the case where the Office considers that the applicant has properly and
with supplementary documents as specified in the electronic work system of the Office. Clause 113 Repealed. Clause 123 In the case where the Office considers that the applicant has properly and fully met
comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof