Mrs. Pornanong Budsaratragoon, SEC Secretary-General, delivered a keynote speech on "Supervision for Sustainable Growth" at the TFPA Wealth Management Forum 2023: Default & Fraud, organized by the

SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC Board Meeting No. 6/2562 has approved the restructuring of the SEC organization at the-line-of-command level, the rearrangement of the

providers must select SEC-approved outsourcee and increase the roles of business providers regarding self-supervision. Business providers must regulate their outsourcing policies at least once a year, with

-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s

businesses development and supervision. The MoU aims at promoting cooperation on development of derivatives businesses, exchange of information on derivatives business operators, trading systems and research

, these five unlicensed firms are or used to be located at the same site at 400 Soi Ladprao 94 (Panjamitr), Wangthonglang, Bangkok 10230. From the SEC?s finding, these firms have operated derivatives

Limited at the Meeting No. 17/2019, held on 3 December 2019, had adopted resolutions to report to the SET as follows: 1. Approve to propose that the extraordinary shareholders’ meeting No. 1/2020 consider

The Securities and Exchange Commission, Thailand (SEC), hosted the 2025 ASEAN Audit Regulators Group (AARG) and Financial Statements Surveillance Group (FSSG) Workshops during 25 - 27 August 2025 at

significantly higher than the estimate at the time of completion of acquisition, such increase being largely attributable to higher labor costs prevailing in the gulf coast region. The Board of Managers of CCP

On 15 August 2023, the SEC Board Meeting No. 13/2566 passed a resolution approving the principles for amending the Emergency Decree on Digital Asset Businesses to ensure that the supervision of