Commission KorThor. 18/2549 Maintenance of Net Capital (Synopsis) 02/05/2006 16/05/2006 4. Notification of the Securities and Exchange Commission 18/05/1992 5. Notification of the Office of
/2005) (Synopsis) 10/06/2004 4. Notification of the Securities and Exchange Commission KorNor. 14/2543 Rules, Conditions and Procedures for Management of Private Funds (codified as of 23/04/2004
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/2005 2. Notification of Capital Market Supervisory Board 3/2555 (Synopsis) 18/01/2012 01/04/2012 3. Notification of Capital Market Supervisory Board TorThor/Nor/Khor 37/2553 Prohibited
e-service Online Submission Securities Borrowing and Lending >> Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations 9/2540 (Synopsis) 26/06/1997 2
and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis) 05/01/2005 01/04/2005 4