Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management company has sound
company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to expand its business by way of establishing a branch
meets the following criteria: (1) The management company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to
where such major shareholder is a legal entity, its director, manager and partner do not have any of such prohibited characteristics; 6) Being able to show its sound and effective management system; (7
operator, and in the case where such major shareholder is a legal entity, its director, manager and partner do not have any of such prohibited characteristics; 6) Being able to show its sound and effective
of the applicant’s major shareholder which is a juristic person; (5) being able to demonstrate that the applicant would have a sound and efficient management; 2 The law on financial institution
sound financial health. Moreover, this aligns with the country's sustainable development goals and the SEC Strategic Plan, which aims to build a sustainable capital market. In this regard, the capital
SEC has been working with stakeholders to institutionalize gender equality and diversity as an example of sound business practice. Such information should also be provided in their annual report or
sound etc. The FA scrutiny includes the opinions in relation to asset acquisition and disposition as well as related-party transactions. However, some listed companies may have improper behavior. The IB