hereby issues the following regulations: Clause 1 Units of foreign collective investment scheme in the type of share is securities having investment characteristic similar with investment units. A person
Bangkok, 7 October 2016 ? The SEC is seeking public comments on the proposed amendments to the initial public offering (IPO) rules with regard to share allocation to patrons and related persons of
information he had obtained by virtue of his positions to sell SLC shares and for imparting a false statement with the intention to mislead any person concerning facts sensitive to the SLC share price
statement, insider trading, and share price manipulation.Consequently, the reporting entities under the Anti-Money Laundering Act, which include securities companies, asset management companies, financial
this regards, the company will hold 62,500 ordinary shares of All S, or 6.25% of its registered capital, par value of 100 baht per share, total amount of 6,250,000 baht. The transaction size is
Bangkok, July 26, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Mr. Sakorn Suksriwong for soliciting a person to purchase shares of BFIT Securities Public Company
the name(s) of parties executing the transaction with the reporting person (if known)) ( ) Direct sale/purchase (please specify the name(s) of parties executing the transaction with the reporting person