secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer, it shall, in compliance with the rules specified in the notification of the
secure or satisfy the obligations incurred incidental to or resulted from derivatives transaction for the account of a customer, it shall, in compliance with the rules specified in the notification of the
event, experts from Secure D Co., Ltd. and SEC Playground Co., Ltd. were guest speakers in a workshop attended by 120 IT security and cybersecurity personnel from the financial sector. The aim was to
together with the application of approval as the principle valuers by December 31, 2014. For principle valuers already approved by the SEC and intend to apply for renewal, the valuation service providers
concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of
manager, such listed person shall act in accordance with the following rules: (1) submit to the Office a renewal application at least thirty days prior to the expiry date of the approval in the form and
in the register of person qualified to be property fund manager, such listed person shall act in accordance with the following rules: (1) submit to the Office a renewal application at least thirty days
in the register of person qualified to be property fund manager, such listed person shall act in accordance with the following rules: (1) submit to the Office a renewal application at least thirty days
selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for Approval
insurance to be a selling agent of unit-linked life insurance policy shall be investor contact who performs duty of selling unit-linked life insurance policy approved by the Office Chapter 2 Renewal for