Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit received or should have been received

trading orders. Failure to do so will therefore result in the SEC's administrative actions. In this regard, the SEC on July 5, 2012 imposed administrative sanction on three investment consultants by

Bangkok, March 3, 2014 - The SEC suspended {A}, a capital market investment consultant of KKTRADE Securities Company Limited, for trading securities on behalf of client.Following a sanction report

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on Mr. Pakorn Mongkoltada* in the case of purchasing AQUA shares while being a person who knew or possessed inside

     - a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed to comply with civil sanctions determined by the Civil Sanction

to comply with civil sanctions determined by the Civil Sanction Committee as follows : - a civil penalty in an amount of 500,000 Baht - a reimbursement of investigative expenses in an amount of

)  The Securities and Exchange Act to be amended to enable SEC to register the audit firms in the capital market and to supervise and impose sanction on an audit firm in the capital market found by SEC

conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on six offenders* in the case of manipulating the BM share price, requiring them to make the total payment of 8,001,949

The SEC Civil Sanction Committee (CSC) had earlier passed a resolution to impose civil sanctions on all six offenders of the case, namely: (1) Mrs. Chatkaew Gajaseni, (2) Ms. Lapat-orn Gajaseni