that made the intermediary has been determined to have prohibited characteristics thereof; (7) having not been prohibited, suspended or restricted to undertake business by the Capital Market Supervisory
generate income to the fund continuously; 2. being supported by documents evidencing the ownership or rights or agreements that are complete, clear and enforceable by law and sufficient for the fund to
that are complete, clear and enforceable by law and sufficient for the fund to operate or to procure the benefit upon. (b) arrange for an appraisal on the infrastructure asset in accordance with the
doing, the SEC emphasizes the importance of considering potential impacts on the public who use these digital asset platforms and gives them time to manage their accounts before access is restricted
regulations may be relaxed in case holding company is deemed to have control over the businesses according to accounting standards or is restricted by law or public joint venture. The amendment aims to
. ("YNPI"), YNP?s subsidiary, which did not comply with the generally accepted accounting principles. Moreover, auditor was restricted by the company?s executives in accessing material information necessary
securities business in the category of investment management. Clause 4 The prospectus shall provide accurate, complete and adequate 3 information for investment decisions by having characteristics and
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete