adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4
procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11 bank accounts used to deposit customer cash were under the company's name without the
operating digital asset exchange business without license,” released on 22 December 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10613&NewsNo=257&NewsYear=2023&Lang=EN ** SEC News No. 82/2024
: “SEC files a criminal complaint against Binance for operating digital asset business without license,” released on 2 July 2021: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017
rectify its financial statements for the Year 2023” released on 11 June 2025: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11824** SEC News No. 171/2025 headlined: “SEC extends deadline for
น.ส. จีรัศยา ถาวร ผู้แนะนำการลงทุนด้านหลักทรัพย์ เสนอขายกองทุนไม่เหมาะสมกับข้อมูลลูกค้าตาม customer profile ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทลธ. 0008/2557 ข้อ 23 วงเล็บ 2 สั่งพัก 06/03/2560 - 05/07
11 April 2019, the National Council for Peace and Order (“NCPO”) has released the order NO. 4/2562 in subject of a measure to solve the problems of the operations of the Television and
increased by 93%. 2. Excess of compensation from returning digital television license increased of Baht 331.35 million due to on 11 April 2019, the National Council for Peace and Order (“NCPO”) has released
six NUSA directors, former directors, executives and associates for fraud and presenting false documents with DSI and reports the case to AMLO, released on 20 September 2024: https://www.sec.or.th/EN
instructs SAM to conduct a special audit on concerns regarding the sale of goods below cost,” released on 24 February 2025: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11575&NewsNo=39&NewsYear