where a fact appears that any person has any behavior under Clause 16, the SEC Office may take one or more actions as follows: (1) reject the application for approval as auditor in the capital market; (2

apply to cases where the right to accept purchase orders is reserved in the scheme. In such event, the mutual fund management company may reject purchase orders as provided for in the scheme; (2) sell or

Office may reject the application for approval of a public offering of newly issued securities under Part 2 or Chapter 2 of Part 3: 6 (1) the applicant or the offering of securities has the characteristics

SEC Office may reject an application: (1) an applicant or the offer for sale of units has the characteristic or meets the rules and conditions to obtain an approval according to this Notification, but

SEC Office may reject the application for approval under Part 2 or Part 3: (1) an applicant or an offer for sale of securities has the characteristics in compliance with the rules or conditions for