Committee Order No. 23/2022 Dated 21/12/2022 procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a professional required to
Bangkok, January 21, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of OSK Securities (Thailand) PLC, for not taping her investment advice and client's
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a
procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a professional required to perform and was the failure to deliver services
500,000.00 Baht - a suspension of securities and derivatives trading between 31/10/2024 and 29/06/2026 - a bar from serving as a director or
suspension of securities and derivatives trading between 30/06/2026 and 29/10/2028 - a bar from serving as a director or executive in a securities issuing company between 27/06
500,000.00 Baht - a suspension of securities and derivatives trading between 31/10/2024 and 30/12/2025 - a bar from serving as a director or
suspension of securities and derivatives trading between 31/12/2025 and 30/10/2027 - a bar from serving as a director or executive in a securities issuing company between 28/02