Company to offer and sell shares to its existing shareholders under the terms of applicable laws; (4) register the amendment of the Memorandum of Association with Department of Business Development
) reduction of paid up capital of the REIT; (5) issues concerning unitholders; (6) preparation of the register of units, transfer of units and restriction, and issuing certificate of entitlement; (7) investment
’ representative. Clause 7/23 The Company that has obtained the approval in accordance with this Notification shall be exempted from the requirements to submit an application to register debt securities with the
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes
Bangkok, January 18, 2012 - The SEC has suspended 13 investor contacts and reprimanded 18 others for not recording their advice given to clients and failing to provide evidence of complete and