media platforms such as Facebook, TikTok, Instagram, and Line Thailand to prevent investment scams and mitigate associated damages. In addition, the SEC set up a booth to promote contacts and channel for
SEC’s role in educating the public about investment scam protection and highlighted key preventive measures, including collaborating with social media platforms to block investment scam accounts and
operators' exhibition booths, and the access restriction of investment scam platforms. Additionally, Mr. Rongrak Phanapavudhikul, SET Senior Executive Vice President and Spokesperson, discussed the securities
service platforms that correspond with consumer behaviors today, including new services to sell mutual fund units. Currently, there are businesses that wish to provide financial services in this area
, token or digital coin) referred along with the name “thaiangelinvest” via company’s website and social media platforms such as Facebook and YouTube. Thai Angel Investor Consultant Company Limited has
, โครงการ responsible voices ที่ ก.ล.ต. จัดร่วมกับ คปภ. ธปท. รวมถึงโครงการ anti-scam ที่ร่วมมือกับ platforms อย่าง Meta และการมีบทบาทในการร่วมมือกับหน่วยงานกับกำกับดูแลระดับสากลอย่างเป็นรูปธรรม เมื่อวันที่
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
than actual value as deposit for shares purchase of another company. In addition, he permitted false records or no record of important information in the company’s accounts and documents, and also
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of