market conditions, as summarized below: 1. NMG share manipulation: During 30 January - 2 February 2017, eight offenders (namely Yanyong, Panurak, Ekkavit, Siwasit, Kannida, Pakkawan, Koravit and
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and
Capital Market Supervisory Board No. TorJor 20/2551 RE: Rules on Entering into Material Transaction deemed as Acquisition or Disposition of Assets and the Notification of the Board of Governors of the Stock
caused the TIGER stock price to be inconsistent with normal market conditions with the price rising from 3.50 baht/stock to 4.50 baht/stock and the average daily trading volume increasing from
price to be inconsistent with normal market conditions with the price rising from 3.50 baht/stock to 4.50 baht/stock and the average daily trading volume increasing from approximately 5.11 million stocks
, comparing to same quarter of last year. Main reasons are as follows; o Dividend from investment of were received 1 quarter prior, comparing to last year of which were received in Q4/2016. o Moreover
and public sector organizations. In 2024, the SEC received four DG Awards, as follows: (1) Digital Government Award – Department-Level Agencies Category, 2nd Place, in recognition of
he received together with penalties. The investigation also revealed that during the client made the request for selling of investment units, {A} was serving another client. Without making any contact
) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of
SEC?s subsequent investigation revealed that during the aforesaid period FOCUS shares were traded in great volume and the share price changed inconsistently with normal market conditions because the