essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
developing existing software to accommodate digital asset trading surveillance, detect anomalies, identify demeanors and gather and prove evidence, and to promote the use of class action and establish an
on Financial Data Connectivity for Enhancing the Monitoring of Suspicious Financial Transactions held in January 2026, which resolved that the SEC, in collaboration with the Anti‑Money Laundering
/ActandRoyalEnactment/Act/explan-digital.docx HouseStyle Decree are that the law is enacted to ensure the effectiveness of the supervision and monitoring of the activities and businesses relating to digital assets and
trading behaviors that may indicate potential violations, as well as identifying patterns of fraud in listed companies and fraud monitoring methods. She also discussed the SEC's perspective on artificial
public monitoring, examination, and evaluation of my work as the SEC Secretary-General. All feedbacks and suggestions are welcomed as part of our mutual efforts going forward,” she added
measures will help reduce market volatility, which will subsequently benefit the overall capital market. The SEC will continue monitoring and collaborating with the SET and TFEX to assess the situations and
unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.The SEC has been monitoring and observing events or exhibitions involving booth setups related