private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System to separate client’s assets from custodian’s assets, safe

person in and out of the unit responsible for custody the private fund assets; □ (3) Operation system that allows the custodian to operate efficiently shall include at least the following: □ (3.1) System

Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary

The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House

sequences according to Section 91 of the Penal Code. The Court inflicted punishment on Suradej for violating his duties as director who (1) made false entries in the meeting?s minutes to deceitfully deprive

, the Court imposed the punishment prescribed for each offence* on him totaling 16-year and 36-month imprisonment and a fine of 3,760,000 baht. Considering the fact of confession, however, the Court

committed the several distinct and different offences, the Court inflicted the punishment prescribed for each offence as follows: (1) for 18 counts of dishonest and failure to discharge his duty as director

based on integrity and codes of conduct in the following areas: 1.1.1 Daily routine operation and decision making; 1.1.2 Treatment of trade partners, clients and other parties. 1.2 Following written rules

committed by its members, and punishment imposed on its members, as well as any other information obtained during the course of business operation as a derivatives clearing house that is material when making

specified that the maximum punishment  for the offences in (1) and (2) was to the maximum of 20 years. The Court, therefore, sentenced Sondhi, Saovaluck, and Yupin to 20 year imprisonment each