admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. {A} admitted that the client allowed him to sell the securities in cases of making profit or
Assets B.E. 2547 (2004) dated October 29, 2004 (as amended) (collectively referred to as the “Acquisition and Disposition Notifications”). The transaction size is 3.65 percent as calculated based on the
February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the
according to the 4 basis under Notifications on Acquisition or Disposal No Basis for Calculation Formula Transaction Size 1. NTA Basis N/A (NTA of BBB is negative) 45.04% 2. Net Profit Basis N/A (as NMG
: Disclosure of information and required practice for listed company relating to acquisition or disposal of assets, dated October 29, 2004 (collectively called the “Acquisition and Disposal Notifications”). When
Company's ordinary shareholders resulting in a decrease in share of profit or voting rights in CAZ decreased from 51.30% to 36.64% or equivalent to not more than 28.57%. However, CAZ will still be the
Company Concerning the Acquisition or Disposition of Assets” dated 29th October 2004 (collectively referred to as the “Acquisition and Disposal Notifications”). When considering the size of the Transaction
Acquisition or Disposition of Assets” dated on 29th October 2004 (collectively referred to as the “Acquisition and Disposal Notifications”). When considering the size of the Transaction pursuant to each