Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E
Mr. Rak Suwanrod Mr. Rak Suwanrod, director of M.B. Network Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E
Mr JIRAWAT PHUTTITRAISIN Mr JIRAWAT PHUTTITRAISIN, Chairman of VILLA MEDICA (PHUKET) CO.,LTD ("VILLA"), who was responsible for the operation of VILLA , shall be liable for VILLA's
managers as thought leaders in sustainable investment and motivating participants to integrate sustainability factors into the investment management process (ESG in investment). This initiative sought to
Professional Portfolio International Ltd. Professional Portfolio International Ltd. (PPI) colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory
Gilt Edge International (Group) LTd. 1. Gilt Edge International (Group) LTd. – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the
PFS International Consultants Co., Ltd. PFS International Consultants Co., Ltd. (“PFS”), represented by company director Mr. Mark Edward Kirkham, colluded with other alleged offenders in soliciting
Tianjin Botai Zhongxing Trading Co., Ltd. During 2017, Tianjin Botai Zhongxing Trading Co., Ltd., a trading partner of Energy Earth Public Company Limited (“EARTH”), assisted or facilitated
Jiangsu Guanrun Trading Co., Ltd. During 2017, Jiangsu Guanrun Trading Co., Ltd., a trading partner of Energy Earth Public Company Limited (“EARTH”), assisted or facilitated EARTH’s seven ex