public hearing ends on 9 September 2019._________________________* notional value is the contract value of derivatives ** mark to market is an accounting practice to record the value

. Suggestions will be considered to improve the rules so that they do not impose burden on issuers in practice. For example, scripts may be submitted for SEC’s approval instead of audiovisual clips

At present, real estate investment trusts (REITs) and infrastructure trusts are asset trusts that only have the legal obligation to prepare and disclose information, but in practice such

, perspectives, and knowledge both in theory and practice, in class action procedures, as well as offences against which class action can be taken, costs of proceedings, proportion of compensation and remedies

) ซักซ้อมความเข้าใจ เรื่อง Liquidity Management Tools : LMTs โดยนายพรพงศ์ ศักดาพัฒน์ ผู้ช่วยผู้อำนวยการ ฝ่ายนโยบายธุรกิจจัดการลงทุน (2) Best Practice การป้องกันและติดตามกรณีผิดนัดส่งมอบหลักทรัพย์ โดย

practice, and the questionable transactions of land sales and purchases. The company was also ordered to rectify the annual financial statements for the year 2015 and the interim financial statements for the

a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, and the accounting records practice. The company was also

referred to the SEC have been under investigation so that the SEC cannot disclose any details thereof. In practice, if unable to seek sufficient evidence in certain circumstances, the SEC will seek

Bangkok, 30 November 2016 ? The SEC is seeking public comments on the draft amendments concerning mutual fund product governance to ensure that intermediaries? business practice focuses primarily on

Institutions Forum (OMFIF) ภายใต้หัวข้อ “Sustainability: Formulating best policy and practice in Asia” ร่วมกับผู้เชี่ยวชาญจากภาคเอกชนในภาคการเงิน และหน่วยงานระหว่างประเทศ โดยเลขาธิการ ก.ล.ต. ได้กล่าวถึงสภาวะ